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Legal and Compliance

Transparent structure. Independent oversight. Regulated under Singapore law.

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Fund Jurisdiction & Legal Framework

Vertex FinCapital operates under a Singapore-regulated legal structure designed to meet the highest institutional standards. The fund is structured as a sub-fund of XEQ Global Alternatives VCC and benefits from the following key features:

Regulated Environment

Licensed and supervised under the Monetary Authority of Singapore (MAS), ensuring compliance with KYC, AML, and reporting standards.

VCC Sub-Fund Structure

Structured as an open-ended sub-fund within the Variable Capital Company framework. Assets are ring-fenced and legally segregated from other sub-funds.

Advanced Financial Infrastructure

Operates in one of the world’s leading financial jurisdictions, with streamlined fund registration and institutional-grade service providers.

Tax Efficiency

Eligible for fund-specific tax exemptions, no capital gains tax in Singapore, and access to a broad network of Double Taxation Agreements (DTAs).

Fund Jurisdiction

Regulatory Oversight

Vertex FinCapital is managed by XEQ Capital, a licensed fund manager regulated by the Monetary Authority of Singapore (MAS) under CMS License No. CMS101602. The fund’s operations adhere to the highest regulatory and institutional standards.

Fund Jurisdiction

Licensed Fund Manager

XEQ Capital is authorised to manage capital markets products and serve accredited investors, operating within MAS’s regulatory framework.

MAS Compliance

All fund activities are conducted in accordance with Singapore’s regulatory requirements, ensuring transparency and institutional integrity

Core Regulatory Functions

  • Full KYC/AML compliance under MAS guidelines
  • Timely statutory filings and disclosure obligations
  • Robust governance, risk oversight, and fund operation protocols

Auditing and Tax Compliance

Vertex FinCapital maintains full financial transparency through independent audits and expert tax advisory, aligned with Singapore’s regulatory framework.

Baker Tilly TFW LLP

Auditor

A leading audit firm responsible for the fund’s annual audits in accordance with Singapore Financial Reporting Standards (SFRS).

  • Verifies Net Asset Values (NAVs)
  • Confirms fund expenses and asset valuations
  • Issues audited reports post-fiscal year-end

Baker Tilly & Consultancy

Tax Advisor

Provides ongoing tax guidance to optimise fund structure and ensure legal compliance.

  • Designs tax-efficient structures under Singapore’s fund regime
  • Supports participation in tax exemption schemes
  • Ensures access to Double Taxation Agreement (DTA) benefits for eligible investors

Legal Counsel & Documentation

Legal operations and governance oversight are provided by a specialist legal partner with deep fund expertise.

Legal Counsel & Documentation

BTPLaw LLC

Legal Counsel

A Singapore-based law firm advising on fund structuring, registration, and compliance.

  • Drafts and reviews offering documents, subscription agreements, and other legal materials
  • Manages regulatory filings with relevant authorities
  • Provides ongoing legal guidance throughout the fund’s operations and lifecycle

Custodianship and Asset Protection

The fund’s financial assets are held and monitored by a top-tier custodian under institutional-grade protocols.

Custodianship and Asset Protection

DBS Bank Ltd

Custodian

One of Asia’s leading banks, entrusted with the safekeeping and flow of fund capital.

  • Maintains dedicated custodial accounts for investor protection
  • Safeguards the fund’s cash positions and listed securities
  • Oversees settlement monitoring and day-to-day transaction flows

Corporate Governance

Strong internal governance is maintained through ongoing statutory oversight and corporate recordkeeping.

Corporate Governance

Atriox Management

Company Secretary

A specialized corporate service provider ensuring structural and legal integrity of the fund entity.

  • Manages statutory compliance with Singapore’s ACRA
  • Maintains up-to-date director and shareholder registries
  • Oversees internal governance and documentation protocols

Why Singapore VCC Matters

Vertex FinCapital is structured under the Variable Capital Company (VCC) regime—Singapore’s gold-standard framework for modern funds.

Why Singapore

Legal and Operational Advantages

Ring-fenced sub-funds – Each compartment is legally separate, isolating liabilities
Streamlined approvals – Fast-track fund registration and compliance under MAS
Tax efficiency – No capital gains tax and access to Singapore’s tax exemption schemes
Global trust – Singapore law supports international dispute resolution and investor confidence

Ready to Join Vertex FinCapital?

Participation is exclusive—and deliberate. If you meet the investor criteria and are looking to diversify with institutional-grade private market exposure, we invite you to start the conversation.

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